Independent Financial Advisor – Crewe

CRS (Compliance Resource Solutions Ltd)
May 18, 2018
Job Type
Secondary Category
Financial Services - Sales and Business Development
Min. Experience
1- 2 years
Min. Qualifications
£45k - £65k Per Annum + Bonus & Benefits
Willing to Relocate


Our Client is well-known and Operates within the IFA / Wealth Management side of Financial Services. Due to recent expansion, they are now looking to meet with and Experienced Level 4 Diploma Qualified Financial Adviser / IFA.

This is a Salaried Position!

Relevant Skills and Knowledge

• The requisite generic financial services knowledge and Level 4 Diploma Qualification.
• Detailed knowledge and understanding of the firms record keeping requirements.
• Provision of advice to clients in a compliant manner as detailed in the firms Business Manual and Risk Plan.
• Valid SPS Certificate
• Achieve CAS status

General Responsibilities

• Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice and the relevant FSA rules at all times.
• Comply with the relevant Compliance, T&C and Anti-Money Laundering Procedures of the firm at all times.
• Keep up to date with all relevant product, legislative or technical changes

Specific Responsibilities

• Prospect / contact potential clients to ensure sales targets are met.
• Ensure sufficient client information obtained and analyse information gathered.
• Undertake sufficient product and market research in conjunction with Paraplanners.
• Meet client review service standards of the business
• Ensure suitable recommendations are made.
• Ensure all supporting documentation is available and maintained.

There is an Excellent Salary, Bonus & Benefits Package Available!

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